Thomas Fox
Compliance Evangelist

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11152 Westheimer
Ste. 742
Houston, TX 77042, United States
Phone: 832-744-0264
Areas of Practice
  • Business Organizations
  • Commercial Law & Contracts
  • Energy & Utilities
  • International Law & Trade
  • Securities Law
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Day 16 of One Month to 360 Degrees of Communication in Compliance- Crowdsourcing as Communications [Video]

One of the greatest things about the compliance profession is that it is only limited by its collective imagination. If you can think it up, you can probably do it. This has led not only continuing evolution of compliance…more
 /  Business Organizations, Finance & Banking, Science, Computers, & Technology, Securities Law

Day 15 of One Month of 360 Degrees of Communication in Compliance- Supply Chain as Compliance Communication [Video]

How can a Chief Compliance Officer use 360-degrees of communication with compliance stakeholders who are outside your organization? Obviously, the communications with those third parties about your compliance evaluation is a…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Compliance Needs the Human Element

The key begins with leadership, where top management needs “to define the corporate culture and standards of behaviour, and improve capabilities in technology and processes. They also need to build trust among customers,…more
 /  Commercial Law & Contracts, International Law & Trade

Farewell to Malcom Young and Disparaging the Wells Fargo Settlement

Emily Glazer and Allison Prang, reporting in a Wall Street Journal piece, entitled “Wells Fargo Fires a Top Official”, wrote about the termination of a 23 year company employee, Franklin Codel, who was the head of consumer…more
 /  Commercial Law & Contracts, International Law & Trade

Day 14 of One Month of 360 Degrees of Communication in Compliance- Twitter and 360 Degrees of Communication  [Video]

One of the ways that CCOs and compliance practitioners can better use 360-degrees of communication is through Twitter. In “How Twitter Users Can Generate Better Ideas”, authors Salvatore Parise, Eoin Whelan and Steve Todd found…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

FCPA Compliance Report-Episode 358, a Compliance Smorgasbord [Video]

In honor of the Thanksgiving Holidays which will be soon upon us, this week we have a bit of a compliance smorgasbord of topics. I was recently in London and had the opportunity to sit down to be interviewed by Jonathan…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology

This Week in FCPA-Episode 77, the Home for the Holidays Edition [Video]

Jay and I return for a wide-ranging discussion on some of the top compliance and ethics related stories of the week, including: 1. The DOJ/SEC FCPA Guidance turned 5 years old this week. For the compliance practitioner, it…more
 /  Business Organizations, Criminal Law, Labor & Employment Law, International Law & Trade, Securities Law

Using Movie Clips to Expand Your Compliance Classroom

Create unforgettable teachable moments - Instead of having lawyers drone on, giving forgettable instructions on ethics, culture and honesty; they will clearly enjoy a scene of a star like Leonardo DiCaprio bluffing his way…more
 /  Commercial Law & Contracts, International Law & Trade

Day 13 of One Month to 360 Degrees of Communication in Compliance- Asking Questions to Boost Your Compliance Program [Video]

Other than the skill of listening, asking questions is about as important to the compliance practitioner as any other that can be employed. Yet, equally critical is to ask the right question…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

The 10 Hallmarks of an Effective Compliance Program: Still the Foundation

The joint Department of Justice (DOJ) and Securities and Exchange Commission (SEC) 2012 FCPA Guidance came out five years ago this month. As a commentator focusing on the doing of compliance, we should pause to once again thank…more
 /  Commercial Law & Contracts, International Law & Trade, Mergers & Acquisitions

12 O'clock High, a Podcast on Business Leadership-Communication Skills [Video]

In the episode, I consider two different issues around communication skills. The first is communicating across cultural boundaries. The second is the technique of asking questions to boost leadership. One of the things most…more
 /  Commercial Law & Contracts, Elections & Politics, Labor & Employment Law, Consumer Protection, Science, Computers, & Technology

Day 12 of One Month to 360 Degrees of Communication in Compliance- Communicating Across Cultural Boundaries [Video]

A 360-degree approach to communications entails looking at all forms of interactions as a way to interconnect. This means both verbal and non-verbal and in clues, hints in addition to directly. This concept can be particularly…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law

Everything Compliance Reports from the SCCE 2017 Compliance & Ethics Institute [eBook]

In October 2017, nearly 2000 compliance professionals gathered in Las Vegas for the annual Society of Corporate Compliance and Ethics (SCCE) Compliance and Ethics Institute. The event was a great success for all involved, it a…more
 /  Antitrust & Trade Regulation, Business Organizations, Criminal Law

Activist Shareholder, the CCO and Compliance

t certainly is one thing for a company to make changes in their compliance program based upon ongoing monitoring, evolving best practices or remediation during an investigation…more
 /  Commercial Law & Contracts, International Law & Trade

Day 11 of One Month to 360 Degrees of Communication in Compliance- Multiplying the Influence of Compliance [Video]

What if you could multiple the impact and effectiveness of your compliance program throughout your company? That would be a great boon to any compliance practitioner and compliance program. It is also something that is very…more
 /  Business Organizations, Finance & Banking, International Law & Trade, Science, Computers, & Technology, Securities Law
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