Aaron O'Brien

Aaron O'Brien

BakerHostetler

Contact  |  View Bio  |  RSS

Latest Publications

Share:

SEC Releases Proposed Rules on Regulation A-Plus

In yet another effort to display Congress' commitment to the "democratization of access to capital," the Securities and Exchange Commission (the "SEC") has proposed rule amendments to Regulation A under the Securities Act of...more

1/15/2014 - JOBS Act Regulation A SEC Securities Act of 1933 Title IV

Amended Rule 506 - Lifting the Ban on General Solicitation

At its July open meeting, the Securities Exchange Commission (SEC) approved a rule proposal to amend Rule 506 of Regulation D and Rule 144A under the Securities Act of 1933 (the Securities Act)....more

9/9/2013 - Advertising Broker-Dealer Dodd-Frank General Solicitation JOBS Act Regulation D Rule 144A Rule 506 Offerings SEC Securities Act of 1933

2 Results
|
View per page
Page: of 1