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Bigger Is the New ‘Smaller’

SEC proposes amendments to definition of “smaller reporting company.” In proposed rules issued on June 27, the US Securities and Exchange Commission (SEC) proposed amendments to the definition of “smaller reporting...more

SEC Targets Corporate Insiders for Failing to Promptly Disclose Stock Transactions

The Commission has announced an unprecedented enforcement initiative against officers, directors, and major stockholders for violating beneficial ownership reporting requirements and against public companies for their roles...more

Possible Future Stay of SEC’s Conflict Minerals Rules

Stay of conflict minerals disclosure may be decided by May 26, 2014. On May 7, the U.S. Court of Appeals for the District of Columbia Circuit ordered the briefing schedule that was requested by the National Association...more

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