LOOKING BACK -
“The crime of insider trading is a straightforward concept that some courts have somehow managed to complicate.” So lamented United States District Court Judge Jed Rakoff in December 2018. His unorthodox...more
In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important international anti-corruption developments in the past month with links to primary...more
Overview of Insider Training Law -
“Insider trading” is an ambiguous and overinclusive term. Trading by insiders includes both legal and illegal conduct. The legal version occurs when certain corporate insiders –...more
2/13/2015
/ Enforcement ,
Enforcement Actions ,
Illegal Tipping ,
Insider Trading ,
Material Misstatements ,
Material Nonpublic Information ,
Rule 10(b) ,
Rule 10b-5 ,
SCOTUS ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Security-Based Swaps ,
Swaps ,
US v Newman
In This Issue:
- Overview
- Insider Trading Law
- Insider Trading Penalties
- Cooperating with the Government
- Cooperating with the Department of Justice
- Cooperating with the Securities and Exchange...more