On August 31, 2020, the California State Assembly Banking and Finance Committee voted to give final legislative approval to Assembly Bill 979 (AB 979), allowing it to move forward to Governor Newsom for signature or veto on...more
Exchange Act Reports; Securities Act Filings -
On August 26, 2020, the Securities and Exchange Commission announced changes to Regulation S-K intended to modernize certain disclosures related to an issuer’s business...more
Exchange Act Reports -
On March 25, 2020, the Securities and Exchange Commission issued an exemptive order modifying its March 4, 2020 order granting regulatory relief for certain publicly-traded company filing obligations...more
Relavant Topics in International Financings Due to COVID-19 - Overview
For existing financing arrangements:
- Material Adverse Effect/Force Majeure...
- New utilization requests...
- Cancelation of existing...more
Internal Control Over Financial Reporting and Filing Deadlines -
On March 12, 2020, the Securities and Exchange Commission adopted amendments to the definitions of “accelerated filer” and “large accelerated filer.”...more
Der Bundestag hat mit Zustimmung des Bundesrats vom 29. November 2019 das Gesetz zur Umsetzung der zweiten Aktionärsrechterichtlinie (ARUG II) in der Fassung der Beschlussempfehlung des Rechtsausschusses vom 13. November 2019...more
In the course of the “Panama Paper” scandal, Directive (EU) 2015/849 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing – known as 4. Anti-Money Laundering...more
12/6/2019
/ AML/CFT ,
AMLD IV ,
AMLD V ,
Anti-Money Laundering ,
Beneficial Owner ,
Corruption ,
Cryptocurrency ,
Digital Assets ,
Due Diligence ,
E-Money ,
EU ,
EU Directive ,
Financial Crimes ,
Financial Instruments ,
MiFID II ,
Money Laundering ,
Payment Services Directive ,
Politically Exposed Person (PEPs) ,
Terrorism Funding ,
Terrorist Financing Regulations ,
Virtual Currency ,
White Collar Crimes
The deadline of 22 July 2013 for EU Member States to transpose the Alternative Investment Fund Managers Directive (“AIFMD”) into national law is fast approaching....more