Clawback Rules. As previously discussed in last Winter’s Corporate Communicator, the Securities and Exchange Commission (“SEC") adopted final rules in October 2022 directing the NYSE and Nasdaq to adopt listing standards that...more
1/2/2024
/ 10b5-1 Plans ,
401k ,
Audits ,
Beneficial Owner ,
Clawbacks ,
Climate Change ,
Compliance ,
Cooling-Off Rule ,
Cybersecurity ,
Disclosure Requirements ,
EDGAR ,
Environmental Social & Governance (ESG) ,
Final Rules ,
Form 10-K ,
Glass Lewis ,
Incentive Compensation ,
Insider Trading ,
Institutional Shareholder Services (ISS) ,
Nasdaq ,
NYSE ,
Passive Investments ,
Popular ,
Price Inflation ,
Quarterly Report ,
Regulation S-K ,
Reporting Requirements ,
Risk Management ,
Rule 10D-1 ,
Rule 14a-8 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Stock Repurchases ,
Supply Chain
On August 6, 2021, the Securities and Exchange Commission (“SEC”) adopted the Nasdaq Stock Market LLC’s (“Nasdaq”) proposed board diversity rule. The rule is intended to encourage greater board diversity by requiring board...more
9/8/2021
/ Board of Directors ,
Corporate Governance ,
Disclosure Requirements ,
Diversity ,
Diversity and Inclusion Standards (D&I) ,
LGBTQ ,
Minorities ,
Nasdaq ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC) ,
Woman Board Members
Dear clients and friends,
We present our traditional year-end issue of Snell & Wilmer’s Corporate Communicator to help you prepare for the upcoming annual report and proxy season. This issue highlights SEC reporting and...more
12/27/2017
/ C&DIs ,
Conflict Mineral Rules ,
Corporate Governance ,
Disclosure Requirements ,
Dodd-Frank ,
Executive Compensation ,
Financial CHOICE Act ,
Fixing America’s Surface Transportation Act (FAST Act) ,
Glass Lewis ,
Institutional Shareholder Services (ISS) ,
Nasdaq ,
NYSE ,
Pay Ratio ,
Proxy Season ,
Proxy Voting Guidelines ,
Say-on-Pay ,
Securities and Exchange Commission (SEC) ,
Shareholder Proposals
Dear clients and friends,
We present our traditional year-end issue of Snell & Wilmer’s Corporate Communicator to help you prepare for the upcoming annual report and proxy season. This issue highlights SEC reporting and...more
12/23/2016
/ Blue Sky Laws ,
Board of Directors ,
Bylaws ,
Clawbacks ,
Conflict Mineral Rules ,
Director Compensation ,
Directors ,
Diversity ,
Dodd-Frank ,
Financial Industry Regulatory Authority (FINRA) ,
Glass Lewis ,
Golden Leash Arrangements ,
Hedging ,
Initial Public Offering (IPO) ,
Institutional Shareholder Services (ISS) ,
JOBS Act ,
Nasdaq ,
No-Action Letters ,
Non-GAAP Financial Measures ,
Pay Ratio ,
Pay-for-Performance ,
Proxy Access ,
Proxy Season ,
Proxy Voting Guidelines ,
Regulation A ,
Say-on-Pay ,
Section 162(m) ,
Securities and Exchange Commission (SEC) ,
Shareholder Distributions ,
Shareholders ,
Tenure ,
Universal Proxy
Dear clients and friends,
We present our traditional year-end issue of Snell & Wilmer’s Corporate Communicator to help you prepare for the upcoming annual report and proxy season. This issue highlights SEC reporting and...more
12/29/2015
/ Audits ,
Board of Directors ,
Clawbacks ,
Conflict Mineral Rules ,
Conflicting Proposals ,
Corporate Governance ,
Corporate Officers ,
FASB ,
Glass Lewis ,
Institutional Shareholder Services (ISS) ,
Nasdaq ,
Notice Requirements ,
NYSE ,
Pay Ratio ,
Pay-for-Performance ,
PCAOB ,
Proxy Access ,
Securities and Exchange Commission (SEC) ,
Shareholders
2014 ANNUAL MEETING SEASON -
Dear clients and friends,
We present to you our traditional year-end issue of Snell & Wilmer’s Corporate Communicator to help you prepare for the upcoming annual report and proxy...more
12/30/2013
/ Annual Meeting ,
Annual Reports ,
Chief Compliance Officers ,
Compliance ,
Conflict Mineral Rules ,
Corporate Counsel ,
Corporate Governance ,
Dodd-Frank ,
Executive Compensation ,
Nasdaq ,
NYSE ,
Pay Ratio ,
Proxy Season ,
Regulation S-K ,
Securities and Exchange Commission (SEC) ,
Shareholders ,
Year-End Planning
In this issue of the Corporate Communicator, we are providing a short update concerning two recent reporting and governance matters affecting public companies. The first item is developments relating to a proposal by the...more
Final Rules on Compensation Committee Listing Standards -
On June 20, 2012, the Securities and Exchange Commission (SEC) adopted Exchange Act Rule 10C-1 implementing listing standard requirements pursuant to Section 952...more
In This Issue:
- 2013 Annual Meeting Season
- Dealing with ISS and Other Proxy Advisory Firms this Proxy Season
- SEC Update
- Other NYSE/NASDAQ Developments
- Delaware Law Update — Delaware Court Applies...more
12/29/2012
/ Audits ,
Board of Directors ,
Compensation Committee ,
Conflict Mineral Rules ,
Directors ,
Disclosure Requirements ,
Dodd-Frank ,
Executive Compensation ,
Institutional Shareholder Services (ISS) ,
Iran Threat Reduction and Syria Human Rights Act ,
Listing Standards ,
Nasdaq ,
NYSE ,
Pay-for-Performance ,
Proxy Season ,
Proxy Voting Guidelines ,
Securities and Exchange Commission (SEC) ,
Shareholder Litigation