Jennifer Morton

Jennifer Morton

Shearman & Sterling LLP

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Financial Regulatory Developments Focus - February 2015 #3

In this issue: - Bank Prudential Regulation & Regulatory Capital - Regulatory Capital Tool for Securitization Exposures - European Banking Authority Reports on Implications of Regulatory Reforms for...more

2/18/2015 - Banking Sector CFPB CFTC Credit Rating Agencies ESMA European Central Bank FDIC Financial Regulatory Reform FSB G20 Investment Funds Mortgages Prudential Regulation Authority Prudential Standards Reporting Requirements SEC Securitization Vehicles Security-Based Swaps

Financial Regulatory Developments Focus - December 2014

In this issue: - Bank Prudential Regulation & Regulatory Capital - Derivatives - Financial Market Infrastructure - Financial Services - Funds - Recovery & Resolution -...more

12/3/2014 - Derivatives EU European Commission Federal Reserve Financial Markets GECC Investment Funds Prudential Regulation Authority Prudential Standards Shadow Banking

Financial Regulatory Developments Focus - August 2014 #2

In this issue: - Derivatives - Bank Structure - Recovery & Resolution - Bank Prudential Regulation & Regulatory Capital - Financial Services - Consumer Protection - Funds...more

8/12/2014 - Banks CCPs Derivatives ESMA EU Financial Regulatory Reform Hedge Funds Investment Funds Mutual Funds Prudential Regulation Authority

Financial Regulatory Developments Focus - April 8, 2014

In this issue: - Derivatives - Bank Structure - Regulatory Capital - Financial Services - Financial Market Infrastructure - Funds - Financial Crime - People -...more

4/9/2014 - Banks Capital Markets CCPs Derivatives EMIR ESMA EU Financial Crimes Financial Regulatory Reform Investment Funds

Financial Regulatory Developments Focus - March 18, 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Market Infrastructure - Financial Services - Consumer Protection - Enforcement - People - Events -...more

3/19/2014 - Asset Management Banks Broker-Dealer Derivatives EU Financial Regulatory Reform Investment Funds OTC

SEC Approves Amendment to FINRA IPO Allocation Rule 5131, Easing Compliance for Fund Investors

Introduction - On November 27, 2013, the Securities and Exchange Commission (“SEC”) approved a change (the “Amendment”) to FINRA’s IPO allocation rule 5131 (the “Rule”).The Amendment allows a fund-of-funds to rely on a...more

12/9/2013 - FINRA Investment Funds Investors IPO SEC

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