John Tishler

John Tishler

Sheppard Mullin Richter & Hampton LLP

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Affiliating with a Broker-Dealer

We frequently speak with our clients about whether their participation in an EB-5 program requires registration as a broker-dealer. Joseph Furey, Assistant Chief Counsel at the SEC Division of Trading and Markets, addressed...more

6/25/2013 - Broker-Dealer EB-5 FINRA IPO SEC USCIS

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