Lulu Chiu

Lulu Chiu

Snell & Wilmer

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Corporate Communicator - Winter 2015

Dear clients and friends, We present to you our traditional year-end issue of Snell & Wilmer’s Corporate Communicator to help you prepare for the upcoming annual report and proxy season. This issue highlights SEC...more

12/23/2014 - Annual Reports Corporate Governance Proxy Season Reporting Requirements SEC Year-End Planning

SEC Update

PROXY SEASON PREVIEW - Say-on-Pay and Equity Compensation Plans - Although say-on-pay votes are only advisory in the United States, they will likely continue to be a focus for many companies in the upcoming 2014...more

12/31/2013 - Board of Directors Clawbacks Conflict Mineral Rules Corporate Governance Disclosure Requirements Dodd-Frank Equity Compensation Executive Compensation Fiduciary Duty Financial Reporting Form SD Loss Contingencies Say-on-Pay Shareholder Litigation Shareholder Proposals Shareholder Votes Shareholders

Corporate Communicator - Winter 2014

2014 ANNUAL MEETING SEASON - Dear clients and friends, We present to you our traditional year-end issue of Snell & Wilmer’s Corporate Communicator to help you prepare for the upcoming annual report and proxy...more

12/30/2013 - Annual Meeting Annual Reports Chief Compliance Officers Compliance Conflict Mineral Rules Corporate Counsel Corporate Governance Dodd-Frank Executive Compensation Nasdaq NYSE Pay Ratio Proxy Season Regulation S-K SEC Shareholders Year-End Planning

“Plan B” for Rule 10b5-1 Plans?

Companies and their executives who utilize “Rule 10b5-1 Plans” to reduce the risks from insider trading claims when trading in company securities should evaluate plan use given recent increased scrutiny by the media and...more

4/5/2013 - Class Action Investigations Rule 10b-5 SEC

Corporate Communicator - Spring 2013: Rule 10b5-1 Plans Under Scrutiny

There has been renewed focus on Rule 10b5-1 Plans following an article in the Wall Street Journal, published on November 27, 2012, entitled “Executives’ Good Luck in Trading Own Stock,” which reported that executives who...more

3/26/2013 - 10b5-1 Plans Corporate Officers Disclosure Requirements Insider Trading SEC Stocks

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