Mark Browne

Mark Browne

Dechert LLP

Contact  |  View Bio  |  RSS

Latest Publications

Share:

Key Considerations When Launching a Fund on a Third-Party UCITS or AIFMD Compliant Platform

The use of established third-party platforms has become increasingly popular for asset managers launching UCITS-compliant funds in recent years. The indicators are that this trend is likely to be even more pronounced among...more

6/24/2014 - AIFMD Alternative Investment Funds Asset Management EU Investment Funds Third-Party UCITS

No KIIDing - Hefty Fine from UK Regulator Underlines Importance of Compliance by UCITS

A fine of over £18 million was recently imposed by the UK regulatory body, the Financial Conduct Authority (the “FCA”), on a fund manager for a range of compliance breaches, including failing to ensure that its KIIDs were...more

6/7/2014 - Asset Management Compliance Derivatives EU Financial Conduct Authority Fines Investment Funds Investors KIID Popular SRRI UCITS UK

International Transfer Window Now Open for Irish Pensions

The Irish High Court recently considered the transferability of personal retirement savings accounts (“PRSAs”) to overseas jurisdictions. This decision could have important implications for the Irish pensions industry, which...more

5/21/2014 - Ireland Pensions

Central Bank brings Exempt Unit Trusts into the AIFMD net, REITs may escape, SPVs exempt for now

The Central Bank of Ireland (the “Central Bank”) issued feedback on 28 March 2014 to its consultation in relation to whether investment structures, most notably exempt unit trusts (“EUTs”), should be considered to be...more

4/2/2014 - AIFMD Banks Mortgage REITS SPVs

4 Results
|
View per page
Page: of 1