The U.S. Securities and Exchange Commission (SEC) recently adopted new rules and rule amendments under the Investment Advisers Act of 1940, as amended (the Advisers Act) that will increase the regulation of private fund...more
9/1/2023
/ Audits ,
Books & Records ,
Conflicts of Interest ,
Final Rules ,
Governance Standards ,
Investment Advisers Act of 1940 ,
Private Funds ,
Quarterly Report ,
Registered Investment Advisors ,
Securities and Exchange Commission (SEC) ,
Transparency
There are many advantages to forming a commingled real estate investment fund. These include providing a pool of capital to draw upon quickly as competitive opportunities arise and allowing an investor to build a brand as an...more
5/6/2021
/ Anti-Money Laundering ,
Bureau of Economic Analysis ,
California Consumer Privacy Act (CCPA) ,
CFIUS ,
Employee Retirement Income Security Act (ERISA) ,
FIRPTA ,
Foreign Investment ,
Fund Managers ,
Gramm-Leach-Blilely Act ,
Internal Revenue Code (IRC) ,
Investment Advisers Act of 1940 ,
Investment Company Act of 1940 ,
Investment Funds ,
Office of Foreign Assets Control (OFAC) ,
Real Estate Investments ,
Securities Exchange Act
The Corporate Transparency Act (CTA) became a law on January 1, 2021, and it has significant implications for many new and existing United States and foreign business entities. The law will impose completely new,...more
The COVID-19 pandemic has resulted in seismic shifts to the real estate industry over the last year. Shifting preferences and governmental restrictions severely impacted retail, hospitality and commodity office asset classes....more
SEC’s Office of Compliance Inspections and Examinations (OCIE) has recently issued a risk alert to registered investment advisers indicating their intent to focus on compliance oversight and controls with respect to the...more
Anti-money laundering (AML) regulation has continued to evolve since it was introduced in 1970 under the broad regulatory scheme commonly known as the Bank Secrecy Act. While funds and investment advisers have not been...more