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Walz’s Addition to Democratic Ticket Raises Pay-to-Play Issues for Donors in the Financial Industry

Employees of investment advisers must consider whether their employer is managing or seeking to manage public funds in Minnesota before donating to the Harris-Walz campaign this election season. Vice President Harris’...more

Miami Mayor Suarez Jumps into Presidential Race—What Are the Pay-to-Play Considerations?

Miami Mayor Francis X. Suarez is the latest candidate to enter the growing field for the 2024 Republican presidential nomination. With Suarez’s June 15 announcement, he became the third state or local officeholder to enter...more

North Dakota Governor Seeks GOP Presidential Nomination: Pay-to-Play Considerations

North Dakota Governor Doug Burgum announced his candidacy for the 2024 GOP Presidential nomination on June 7, 2023.  His announcement, on the heels of Florida Governor DeSantis’ May 24 announcement, highlights the urgent need...more

Pay-to-Play Laws May Hinder Governor DeSantis’ Presidential Fundraising

After recently signing legislation allowing state officeholders to run for president without resigning from office, Florida Gov. Ron DeSantis has officially entered the 2024 presidential race. As a sitting governor, DeSantis...more

SEC Fines Four Investment Advisers for Violating Federal Pay-To-Play Restrictions

The latest round of penalties assessed for violations of the U.S. Securities and Exchange Commission (SEC) pay-to-play rule highlight the strict liability nature of Rule 206(4)-5.  This month, the SEC announced five-figure...more

Upcoming New Jersey Pay-to-Play Filing: Due March 30, 2015

Any business entity holding contracts in 2014 that, in the aggregate, totaled more than $50,000 with state agencies, the legislature, counties, municipalities, school boards and fire districts in New Jersey must...more

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