Robert Weible

Robert Weible

BakerHostetler

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SEC Issues Guidance on Proxy Voting Responsibilities of Investment Advisers, Their Use of Proxy Advisory Firms, and Application of...

On June 30, 2014, the Staff of the Securities and Exchange Commission’s Divisions of Investment Management and Corporation Finance issued guidance on the responsibilities of investment advisers in voting proxies and using...more

7/11/2014 - Exemptions Final Guidance Investment Adviser Proxy Advisors Proxy Voting Guidelines SEC Securities Exchange Act

U.S. Court of Appeals Strikes Down Reporting Requirement Under the SEC's Conflict Minerals Rules

On April 14, 2014, the U.S. Court of Appeals for the D.C. Circuit issued its decision in National Association of Manufacturers, et al., v. Securities Exchange Commission, a case involving a challenge to the SEC’s conflict...more

4/25/2014 - Conflict Mineral Rules Disclosure First Amendment National Association of Manufacturers SEC

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