Corporate and Financial Weekly Digest - August 30, 2013


In this issue:

- CFTC Issues Interpretation of “Actual Delivery”

- SEC Requires Admission of Wrongdoing as Part of Settlement

- SEC Accuses Investment Adviser of Misrepresenting Its Algorithmic Trading Capacity

- IRS Will Recognize All Marriages of Same-Sex Couples if Valid Where Performed

- Excerpt from: SEC Requires Admission of Wrongdoing as Part of Settlement

Reversing its longstanding policy, the Securities and Exchange Commission recently required hedge-fund adviser Philip Falcone and his firm Harbinger Capital Partners LLC (Harbinger) to admit multiple acts of misconduct in order to settle two enforcement actions filed last year.

Please see full newsletter below for more information.

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Topics:  CFTC, Commodities Exchange Act, Harbinger Capital Partners LLC, SEC

Published In: Finance & Banking Updates, Securities Updates

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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