In this issue:

- SEC Roundtable Discusses Current Securities Law Topics at 33rd Annual Ray Garrett Jr. Corporate and Securities Law Institute

- SEC Reopening Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps

- FINRA Provides Guidance on Communications with the Public Concerning Unlisted Real Estate Investment Programs

- Whistleblower’s Claims Against Former Employer Survive Summary Judgment

- Delaware Chancery Court Finds Settlement Agreement Enforceable Despite Lacking Signature

- Consumer Financial Protection Bureau Releases Final Rule on International Remittance Transfers

- UK Extends AIFMD Transitional to Non-EEA Fund Managers

- Excerpt from: UK Extends AIFMD Transitional to Non-EEA Fund Managers

On April 29, HM Treasury issued a Question and Answer publication which stated its intention to extend the transition period of the Alternative Investment Fund Managers Directive (AIFMD) to existing third-country Alternative Investment Fund Managers (AIFMs) and existing non-UK European Economic Area (EEA) AIFMs.

Please see full newsletter below for more information.

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