Adam Pollet

Adam Pollet

Eversheds Sutherland (US) LLP

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SEC publishes broker-dealer and transfer agent crypto custody guidance

On May 15, the SEC staff provided guidance to SEC-registered broker-dealers and transfer agents on how they can custody and recordkeep digital assets. According to the guidance, non-securities are not subject to the...more

5/19/2025  /  Broker-Dealer , Cryptocurrency , Custody , Digital Assets , New Guidance , Recordkeeping Requirements , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Regulation , Transfer Agents
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