Alex Fisher

Alex Fisher

Goodwin

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FCA D&I Standards for Large Firms Abandoned (for now), Non-financial Misconduct Rules Delayed (but Still Important)

In a previous alert, we discussed the proposals put forward by the UK Financial Conduct Authority (FCA) for all FCA-authorised firms to better integrate non-financial misconduct (NFM) considerations into their senior manager...more

3/17/2025  /  Code of Conduct , Corporate Governance , Corporate Misconduct , Diversity and Inclusion Standards (D&I) , Financial Conduct Authority (FCA) , Professional Misconduct , Prudential Regulation Authority (PRA) , Regulatory Requirements , SMCR

Non-financial Misconduct and Culture: A Reminder for FCA-Regulated Firms in the UK

Firm culture remains a key topic on the Financial Conduct Authority’s (FCA’s) radar this year. In a previous alert, we discussed the FCA’s proposals for all FCA-authorised firms to better integrate non-financial misconduct...more

2/13/2025  /  Corporate Culture , Corporate Governance , Corporate Misconduct , Diversity and Inclusion Standards (D&I) , Enforcement Actions , Financial Conduct Authority (FCA) , Risk Management , SMCR , UK
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