Welcome to the Regulatory Roundup. Each month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators) from the...more
6/10/2025
/ Broker-Dealer ,
Cryptoassets ,
Cryptocurrency ,
Digital Assets ,
Financial Industry Regulatory Authority (FINRA) ,
Investment Adviser ,
New Guidance ,
Proposed Rules ,
Regulation S-P ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Technology
Welcome to the Regulatory Roundup. Each month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators) from the...more
3/7/2025
/ Blockchain ,
Broker-Dealer ,
Corporate Financing ,
Corporate Governance ,
Cryptoassets ,
Cryptocurrency ,
Cybersecurity ,
Digital Assets ,
Enforcement Actions ,
FinTech ,
Investment ,
Investment Adviser ,
Regulatory Agenda ,
Securities and Exchange Commission (SEC)
Welcome to the Regulatory Roundup. Each month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators) from the...more
9/11/2024
/ Anti-Money Laundering ,
Broker-Dealer ,
Cryptoassets ,
Cryptocurrency ,
Environmental Social & Governance (ESG) ,
Financial Industry Regulatory Authority (FINRA) ,
Investment Adviser ,
Investment Management ,
Regulatory Agenda ,
Regulatory Requirements ,
Reporting Requirements ,
Securities and Exchange Commission (SEC)