News & Analysis as of

Corporate Financing

New Staff Guidance on Shareholder Proposals

by Morrison & Foerster LLP on

On November 1, 2017, the Staff of the SEC’s Division of Corporation Finance released Staff Legal Bulletin No. 14I (“SLB 14I”), which provides new guidance on how the Staff will evaluate arguments for omission of a shareholder...more

Approval for Super Priority Rescue Financing - What does an applicant need to show a Singapore court? - A case study of Re:...

by Dentons on

For the first time, the Singapore High Court has ruled on whether to grant ‘super priority’ for debts arising from rescue financing under the amended insolvency laws via the Companies (Amendment) Act 2017 (the Act). ‘Super...more

Dana Gas – choice of English governing law upheld over arguments of non-Shari'a compliance

by Dentons on

Dana Gas PJSC (Dana Gas), the Abu Dhabi Stock Exchange listed, UAE-based energy producer, commenced restructuring negotiations with a number of its creditors in May 2017. Just over a month later, Dana Gas announced that...more

“Don’t Be Afraid to Ask.” SEC Staff Ready to Respond to Rule 3-13 Waiver Requests from Registrants

At the PLI Securities Regulation Institute, Mark Kronforst, the SEC’s Division of Corporation Finance (“Corp Fin”) Chief Accountant, reminded registrants that the SEC is willing to consider and process Rule 3-13 waiver...more

Legal Considerations in Pre-IPO Crossover Financings

by WilmerHale on

An increasingly common financing strategy for companies expecting to conduct an initial public offering (IPO), particularly in the life sciences space, is to conduct a ‘‘crossover’’ financing shortly prior to the IPO....more

The Entrepreneurs Report - Q3 2017

From the WSGR Database: Financing Trends for Q3 2017 - The strong venture financing market of 2017 has continued in Q3. Amounts raised in Q3 2017 kept pace with the near-record highs earlier in the year. In addition, up...more

Weekly Update Newsletter - October 2017 #3

by PilieroMazza PLLC on

CAPITOL HILL - House Small Business Committee letter requesting update to Small Business Tax - This week, House Small Business Committee Chairman Steve Chabot (R-OH) sent a letter with Ranking Member Nydia Velázquez...more

Silicon Valley Venture Capital Survey – Third Quarter 2017

by Fenwick & West LLP on

This quarter we are giving you, our readers, a “First Look” that allows us to provide you the top line trends for venture capital financings of Silicon Valley companies in Q3 more quickly. This “First Look” report will be...more

CyberGRX Closes $20M Series B Funding to Accelerate Growth of World’s First Third-Party Cyber Risk Exchange

by Bryan Cave on

CyberGRX, the provider of the most comprehensive third-party cyber risk management platform, today announced that it has raised $20 million in Series B funding led by Bessemer Venture Partners (BVP). CyberGRX’s existing...more

Liqid Secures $10 Million in Series A Funding, Raising $20 Million to Date to Deliver Transformative Composable Infrastructure for...

by Bryan Cave on

Liqid Inc., leading provider of on-demand composable infrastructure (CI) technologies, announced today that it has secured $10 million in Series A funding led by Marker Hill Capital, joined by existing investor and strategic...more

SlamData Secures $6.7MM Series A to Support Modern Data in the Enterprise

by Bryan Cave on

SlamData Inc., the leading open source analytics company for modern unstructured data today announced that it has raised a $6.7M Series A funding round, led by Shasta Ventures. The investment will drive further development of...more

CirrusMD Closes $7 Million Series A Funding

by Bryan Cave on

CirrusMD, which offers a text-first approach to telemedicine for large health systems and insurers, today announced the closing of a $7 million Series A financing led by Colorado Impact Fund, joined by Bootstrap Incubation,...more

Agriculture Biologicals Company NewLeaf Symbiotics Announces Second Close to Complete its $30MM C Round Financing

by Bryan Cave on

NewLeaf Symbiotics announced that it has completed the second close of its $30MM series C financing, accelerating plans to convert proven applications of its unique biologicals platform into products for large-scale...more

In Conversation with…GBite Oduneye, founder of Nigerian Capital Markets Forum

by Hogan Lovells on

(a) You have been working in the Nigerian Capital Markets space for about 11 years now - what would you say has kept you attracted to the Market? My mother introduced me to Capital Markets at a very young age. She strongly...more

SEC Updates Financial Reporting Manual

On August 25, 2016, the SEC’s Division of Corporation Finance (“Corp Fin”) updated its Financial Reporting Manual by making the following changes...more

SEC Staff Guidance on Financial Information in Registration Statements

The Staff of the Division of Corporation Finance recently posted additional guidance regarding the financial information that an EGC may omit from its draft registration statements, as well as guidance for non-EGC issuers. ...more

The Entrepreneurs Report - H1 2017

From the WSGR Database: Financing Trends for 1H 2017 - Strong median pre-money valuations for all rounds of financing ushered in nearly unprecedented median amounts raised in 1H 2017, particularly for Series C and later...more

Refrigeration Systems Targeted: Risk Management Plans and Release Reporting

by Williams Mullen on

Companies operating ammonia refrigeration systems are easy targets for EPA under a number of environmental programs. Recent history suggests release reporting under Section 112(r) of the Clean Air Act (CAA) and under the...more

SEC Staff issues FAQs on Confidential Submissions

The Staff of the Division of Corporation Finance has published these Frequently Asked Questions to assist issuers that are not emerging growth companies that would like to avail themselves of the confidential submission...more

FDN Offers New Funding Line

by Dentons on

The Financiera de Desarrollo Nacional (FDN) has structured alternative ways of funding projects in Colombia to enable foreign financial entities to provide financing in Colombian pesos (COP)....more

Sustainable Loans - Breaking the Mould for Sustainable Investment

by Latham & Watkins LLP on

Royal Philips, a health technology company, has recently agreed to an innovative revolving credit facility agreement with a margin linked to the company’s year-on-year sustainability performance improvement. The agreement was...more

Finding A Way Through A Tight Deal Space

by WilmerHale on

Last year’s contentious U.S. presidential election is often blamed for the slowdown in dealmaking activity in the life sciences space. While the uncertainty surrounding that contest certainly had an impact, Stuart Falber and...more

The Entrepreneurs Report - Q1 2017

From the WSGR Database: Financing Trends for Q1 2017 - Up and Down Rounds by Quarter - Strong median pre-money valuations for late-stage financings accompanied a record-breaking $25.0 million median amount raised for...more

FINRA Announces Proposed Amendments to Modernize Corporate Financing Rule

The Financial Industry Regulatory Authority, Inc. (FINRA) has proposed the first major overhaul since 2004 of its rule regulating public offerings, titled “Regulatory Notice 17-15”....more

With Proposed Amendments to Rule 5110, FINRA Looks to Modernize Corporate Finance Regulation

by Latham & Watkins LLP on

The proposal represents a major step in what promises to be a full-scale overhaul of FINRA’s Capital Formation Rules - On April 12, 2017, the Financial Industry Regulatory Authority, Inc. (FINRA) published Regulatory...more

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