Benjamin Mittman

Benjamin Mittman

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Observation 1.3 On The Volcker Rule: What Fund Managers Need To Know About The Volcker Rule Impact On Client Bank Investors

On April 1, 2014, the final regulations implementing the “Volcker Rule” became effective. The regulations were jointly adopted on December 10, 2013 by the Board of Governors of the Federal Reserve System (FRB), the Office of...more

4/4/2014  /  CFTC , Federal Reserve , Fund Managers , Investment Funds , Proprietary Trading , Securities and Exchange Commission (SEC) , Volcker Rule
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