Brent Kraus

Brent Kraus

Bennett Jones LLP

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Continuous Disclosure Recommendations Resulting from CSA Biennial Review

On November 3, 2022, the Canadian Securities Administrators (CSA) published its biennial report on issuer compliance with continuous disclosure obligations - Staff Notice 51-364 (Staff Notice), which covers fiscal years ended...more

11/22/2022  /  Canada , Canadian Securities Administration , Disclosure Requirements , Financial Statements , MD&A Statements , Non-GAAP Financial Measures , Securities , Securities Regulation

Litigating Securities Fraud in the Climate-Change Era

Climate change disclosure is receiving greater attention from Canadian public companies and their investors. As various legal claims begin to shape the world of climate change litigation, both in and outside of Canada,...more

9/12/2018  /  Canada , Canadian Securities Administration , Climate Change , Corporate Governance , Disclosure Requirements , Exxon Mobil , Publicly-Traded Companies , Securities , Securities Fraud , Securities Litigation

Proxy Season 2017: Improving the Accuracy, Reliability and Accountability of Proxy Vote Reconciliation

On January 26, 2017, the Canadian Securities Administrators (CSA) released CSA Staff Notice 54-305 Meeting Vote Reconciliation Protocols (the Protocols) concerning the improvement of the procedures used for counting proxy...more

2/14/2017  /  Canada , Canadian Securities Administration , Corporate Governance , Proxy Voting Guidelines

Harmonized Reporting for Private Placements (with Increased Disclosure Requirements)

An issuer that distributes securities to the public must either file a prospectus with securities regulatory authorities and deliver such prospectus to prospective purchasers, or rely upon a prospectus exemption available...more

4/28/2016  /  Canada , Canadian Securities Administration , Harmonization Rules , Investment Funds , Private Placements , Prospectus

Canada Implements New Take-Over Bid Rules

The Canadian Securities Administrators Implement New Rules to Strengthen the Ability of Target Issuers and their Shareholders to Respond to Hostile Take-Over Bids Following a lengthy process involving each of the...more

3/1/2016  /  Canada , Canadian Securities Administration , Corporate Counsel , New Regulations , Shareholder Rights , Takeover Bids

CSA Announce Amendments to Accredited Investor, Minimum Amount and Short-Term Debt Prospectus Exemption Rules

On February 19, 2015, the Canadian Securities Administrators (CSA) announced amendments to National Instrument 45-106 Prospectus and Registration Exemptions (NI 45-106), which are expected to come into force this spring....more

2/24/2015  /  Accredited Investors , Canada , Canadian Securities Administration , Funding , Investors , Prospectus , Securities , Short-Term Investments , Startups , Venture Funding
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