Over the last five years, decentralized finance (DeFi), especially cryptocurrencies and other digital assets are a space that continues to grow at an exponential rate, not only for retail investors but also for private...more
7/7/2022
/ BitMEX ,
Broker-Dealer ,
CFTC ,
Coinbase ,
Cryptoassets ,
Cryptocurrency ,
Decentralized Finance (DeFi) ,
Digital Assets ,
Enforcement Actions ,
Howey ,
Popular ,
Private Investment Funds ,
SCOTUS ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Trading Platforms
On May 25, 2022, the Securities and Exchange Commission (Commission) announced a proposal to enhance disclosures by certain investment advisers and investment companies regarding Environmental, Social, and Governance (ESG)...more