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Sheppard Mullin Richter & Hampton LLP

Digital Asset Exchange Receives CFTC Approval for US Prediction Markets, Signaling an Opportunistic Outlook

On December 10, 2025, Gemini Space Station, Inc. (NASDAQ:GEMI) announced that the Commodity Futures Trading Commission (“CFTC”) approved the registration of its subsidiary—Gemini Titan, LLC—as a Designated Contract Market...more

A&O Shearman

EC Proposes MAR Amendments On Market Manipulation Indicators And Defines Scope Of New Order Data Exchange Mechanism

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The European Commission (EC) has launched a consultation on a draft act amending the Delegated Regulation (EU) 2016/522 under the Market Abuse Regulation (MAR). The amendment delivers on two separate actions. The first is the...more

ASKramer Law

Crypto Part VI: Trading Safe Harbor

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Crypto is an extraordinary growth market with profound implications for foreign investment in the United States. The current U.S. administration has made a clear, specific, and demonstrable commitment toward development of...more

Mayer Brown Free Writings + Perspectives

SEC Division of Trading and Markets Issues FAQs on Crypto Asset Activities Focusing on Trading and Settlement Issues

On December 17, 2025, the staff of the Division of Trading and Markets (the “Staff”) of the Securities and Exchange Commission (“SEC”) released an update to its May 2025 FAQs relating to crypto asset activities and...more

Troutman Pepper Locke

Prediction Market Platforms Launch Coalition Focused on Federal Oversight Issues

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Popular prediction markets platforms recently announced that they have formed the Coalition for Prediction Markets. According to the coalition’s website, it aims to unite exchanges, brokers, and advocates to expand consumer...more

Orrick, Herrington & Sutcliffe LLP

FinCEN Fines Virtual Currency Platform $3.5M for BSA Violations Tied to Illicit Activity

On December 9, FinCEN announced a consent order levying a $3.5 million civil money penalty against a peer-to-peer virtual currency trading platform for willful BSA violations. FinCEN alleged the company facilitated more than...more

Morrison & Foerster LLP

CFTC Announces Launch of First Leveraged Spot Cryptocurrency Listed on a CFTC-Regulated Exchange

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On December 4, 2025, the Commodity Futures Trading Commission (CFTC) announced the upcoming launch of the first leveraged spot cryptocurrency product to be listed on a CFTC-regulated exchange, Bitnomial Exchange, LLC...more

Troutman Pepper Locke

CFTC Approval Allows Polymarket to Reenter the U.S. Market

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The Commodity Futures Trading Commission (CFTC) approved a plan submitted by commodities futures trading platform Polymarket to resume limited U.S. operations through a registered intermediary. The approval permits the...more

Katten Muchin Rosenman LLP

So You Want to Apply to Become a CFTC-Registered Designated Contract Market (DCM)? Here's What You Should Know

In 2025, applications and inquiries to register with the Commodity Futures Trading Commission (CFTC or Commission) as a derivatives exchange have noticeably increased, with several companies pursuing or obtaining a CFTC...more

Paul Hastings LLP

Federal Government Is Back to Work: Updates on Market Structure Legislation, Howey Test Application, ETP Staking, Crypto Spot...

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With the government shutdown ending, federal agencies, including the CFTC and SEC, are resuming operations and making further progress on crypto-related policy. On Capitol Hill, the Senate Agriculture Committee released a...more

Carlton Fields

Nasdaq Looking to Unveil Tokenized Trading Platform Next Year: Will the SEC Approve?

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On September 8, 2025, Nasdaq submitted a first-of-its-kind application to the Securities and Exchange Commission (SEC) to amend Nasdaq rules to permit the trading of tokenized securities alongside traditional, non-tokenized...more

K&L Gates LLP

United States: Giddy-Yup: SEC Approves Y’all Street’s Hometown Exchange

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On 30 September 2025, the eve of the government shutdown, the Securities and Exchange Commission (SEC) issued an order granting the Texas Stock Exchange LLC’s (TXSE) registration as a national security exchange (the Order)....more

Alston & Bird

CFTC Advisory 25-36 Warns of State-Level Challenges to Sports-Event Contracts—What Market Participants Should Know

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Our Investment Funds Team outlines key takeaways from Commodity Futures Trading Commission’s (CFTC) Staff Advisory 25-36 that offers guidance to trading platforms and investment managers involved in sports-related event...more

Vinson & Elkins LLP

Texas Stock Exchange Receives SEC Approval

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The Texas Stock Exchange (TXSE), based in Dallas, Texas, has received approval from the Securities and Exchange Commission to operate as an exchange, with plans to begin listing shares in 2026. TXSE was created to reduce...more

Troutman Pepper Locke

Texas Stock Exchange Announces Approval by SEC

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On September 30, 2025, the new Texas Stock Exchange (TXSE) announced that the SEC approved its Form 1 registration statement, officially approving the exchange. Accordingly, the TXSE is now officially a recognized national...more

Hogan Lovells

Two regulators, one direction: key takeaways from the SEC-CFTC joint statements on crypto markets

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Since January, the U.S. federal regulatory landscape for digital assets has undergone a legislative and regulatory sea change. Major milestones include the passage of the GENIUS Act, which establishes a federal regulatory...more

DLA Piper

Nasdaq Proposes Rule Changes to Tokenize Equity Securities and Exchange-traded Products

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On September 8, The Nasdaq Stock Market LLC (Nasdaq) filed a Form 19b-4 with the Securities and Exchange Commission (SEC), proposing rule changes that would allow trading of equity securities and exchange-traded products...more

Morrison & Foerster LLP

SEC and CFTC Invite Crypto Innovation and Announce Joint Roundtable

On September 2, 2025, the Divisions issued a joint statement announcing a cross-agency initiative to coordinate efforts regarding the process for enabling the trading of certain spot crypto asset products. This initiative is...more

Morrison & Foerster LLP

CFTC Staff Issue Advisory for Non-U.S. Trading Platforms to Onshore Trading Activity

On August 28, 2025, the staff of the Division of Market Oversight (CFTC Staff) of the Commodity Futures Trading Commission (CFTC) issued Staff Advisory Letter No. 25–27 (Staff Advisory). The Staff Advisory reaffirms and...more

Davis Wright Tremaine LLP

SEC and CFTC Call for Regulatory Harmonization Opportunities

On September 5, 2025, the SEC and CFTC issued a joint statement on regulatory harmonization opportunities and announced a joint SEC/CFTC roundtable to be held at the end of September. This release came on the heels of an...more

Pillsbury Winthrop Shaw Pittman LLP

SEC and CFTC Chairs’ Joint Statement Raises Prospect of Competitive Onshoring of Perpetual Derivatives

Securities regulators signaled an openness to “innovation exemptions” allowing U.S. perpetual contracts and leveraged crypto markets to become competitive with offshore markets....more

Katten Muchin Rosenman LLP

CFTC Staff Reaffirm the Commission’s FBOT Framework, Providing Clarity to Non-US Exchanges

Amid “recent confusion and disruption regarding whether non-US exchanges should register [with the Commodity Futures Trading Commission (CFTC or Commission)] as a designated contract market (DCM) or [foreign board of trade...more

A&O Shearman

UK FCA Multi-firm Review Findings of Algorithmic Trading Controls Under MiFID

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The UK Financial Conduct Authority (FCA) has published the findings from its multi-firm review of principal trading firms' compliance with the detailed organisational requirements for algorithmic trading set out under the UK...more

A&O Shearman

EC Draft Delegated Regulation on Providing Market Data, What Constitutes a Liquid Market for Equity Instruments, and PTRR...

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The European Commission (EC) has published a draft delegated regulation amending Delegated Regulation 2017/567 as regards the obligation to provide market data on a reasonable commercial basis, the determination of what...more

Patomak Global Partners

CFTC Eases SDR Error Notification Requirements With New No-Action Relief

Reporting counterparties must correct any error in their SDR reporting “as soon as technologically practicable” and, “[i]n all cases, […] within seven business days” after its discovery. If they fail to do so, they must...more

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