On Friday, March 5, 2021, the US Securities and Exchange Commission (SEC) announced a rare litigated action against a large public company and three of its investor relations employees for alleged violations of Regulation FD...more
Join us for a virtual roundtable discussion regarding the changing securities regulatory and enforcement landscape.
The election of Joe Biden and his subsequent nomination of Gary Gensler as the next chairman of the US...more
2/17/2021
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