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Policies and Procedures

Accelerynt, Inc.

How I Learned to Prioritize in Cybersecurity—and Why It Changed Everything

Accelerynt, Inc. on

I didn’t plan on working in cybersecurity. My path wasn’t exactly traditional, but every job I had taught me how systems break—technical or operational, it didn’t matter. ...more

Blake, Cassels & Graydon LLP

Ontario : Nouveau guide de gestion de la protection de la vie privée à l’intention des petits organismes de soins de santé

La Commissaire à l’information et à la protection de la vie privée de l’Ontario (la « CIPVP ») a publié un nouveau guide de gestion de la protection de la vie privée (le « Guide ») ayant pour but d’aider les petits organismes...more

Bradley Arant Boult Cummings LLP

How the Big Beautiful Bill Will Affect Your Big Beautiful Workplace

The Big Beautiful Bill was signed into law by President Trump on July 4, 2025. The BBB is a complex budget reconciliation law (a law that follows a special procedure for more simplified passage) that contains over a thousand...more

A&O Shearman

UK FCA Handbook Notice 131

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The UK Financial Conduct Authority (FCA) has published Handbook Notice 131, outlining updates to the FCA Handbook resulting from the following statutory instruments. Enforcement Guide (Amendment) Instrument 2025. Revokes the...more

Dorsey & Whitney LLP

Investment Adviser Compliance with FinCEN’s AML/CFT Rule

Dorsey & Whitney LLP on

On August 28, 2024, Financial Crimes Enforcement Network (FinCEN) issued a final rule (the “Final Rule”) that imposes comprehensive anti-money laundering and countering the financing of terrorism (“AML/CFT”) requirements on...more

A&O Shearman

FCA findings on risk and wind-down planning in payment and e-money firms

A&O Shearman on

The UK Financial Conduct Authority (FCA) has published the findings of its multi-firm review into risk management and wind-down planning across e-money and payment firms. While the FCA had observed examples of good practice...more

Robinson+Cole Data Privacy + Security Insider

Mastering Information Governance with the ARMA IGIM 2.1 Framework: Part 2 – Building the Foundation

Last week, we introduced you to the ARMA IGIM Framework. What’s next? Every successful Information Governance (IG) program starts with a strong base....more

Woods Rogers

Mid-Year Checkup: Top 10 Policy Resolutions for Virginia Community Associations

Woods Rogers on

July is not usually the time for resolutions, but this midyear is different. There were few Virginia legislative changes to consider in 2025, making it an opportune time to consider what policies and procedures need updating...more

Thomas Fox - Compliance Evangelist

Compliance Tip of the Day: Assessing Internal Controls

Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance...more

K2 Integrity

Information Leaks: How To Respond, Investigate, And Protect Your Business

K2 Integrity on

Information leaks pose a growing and multifaceted risk to organizations across sectors. While often associated with cybersecurity breaches, the majority of such incidents stem from human error or intentional misconduct. On 25...more

Compliance and Ethics: Ideas & Answers

Codes of conduct: Actual, apparent and potential conflicts of interest

Preventing and mitigating conflicts of interest (COI) is a mainstay of many corporate compliance and ethics (C&E) programs. And because there is no all-embracing COI legal regime (the way there is for, e.g., antitrust),...more

DarrowEverett LLP

AI Created It—But Do You Own It? IP Issues Explained

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As artificial intelligence (AI) technologies increasingly generate content, designs, code, inventions, and even music, businesses face a pressing legal question: who owns the output when a machine creates it? The legal...more

Proskauer - Regulatory & Compliance

Failure to Prevent Fraud Offence – What you should know

On 1 September 2025, the new UK corporate offence of “failure to prevent fraud” will come into force, as introduced under the Economic Crime and Corporate Transparency Act 2023 (the “Act”)....more

Mintz

[Podcast] Mintz On Air: Practical Policies – An Abridged Guide to Crisis Management

Mintz on

In this episode of the Mintz On Air: Practical Policies podcast, Member Jen Rubin and Crisis Management and Strategic Response Chair Erek L. Barron dive into the world of crisis management and discuss the myriad of...more

Mintz - Employment Viewpoints

Mintz On Air: Practical Policies – An Abridged Guide to Crisis Management

In this episode of the Mintz On Air: Practical Policies podcast, Member Jen Rubin and Crisis Management and Strategic Response Chair Erek L. Barron dive into the world of crisis management and discuss the myriad of...more

Bennett Jones LLP

TSX Venture Exchange Updates Escrow Policy for New Listings

Bennett Jones LLP on

The TSX Venture Exchange (TSXV) has announced updates to its policy on escrow and resale restrictions. The immediately effective updates amended and renamed Policy 5.4 – Capital Structure, Escrow and Resale Restrictions (New...more

Paul Hastings LLP

The Changing Cyber Threat Landscape and Lessons Learned From Data Breaches

Paul Hastings LLP on

Last month, Paul Hastings sponsored the Cybersecurity Law Workshop at the Spring Privacy & Security Forum held at George Washington University in Washington, D.C. The Cybersecurity Law Workshop featured three panels of...more

Fisher Phillips

New SEC Cybersecurity Compliance Deadlines are Coming: What 5 Things Should Covered Institutions Do to Prepare?

Fisher Phillips on

The SEC’s amended Regulation S-P, adopted last year, will soon enhance data privacy protections for broker-dealers, investment companies, registered investment advisors, and transfer agents. The updated rule requires these...more

Dentons

Ep. 67 – Integrating Quality & Safety into Your Compliance Program (Replay of Ep. 18)

Dentons on

If you’re trying to strengthen your organization’s compliance program, one of the most important recommendations from the Office of Inspector General’s (OIG) General Compliance Program Guidance is to integrate quality and...more

Nextpoint, Inc.

Key Discovery Points: BYOD Case Law Covering Subpoenas and Employee Handbooks

Nextpoint, Inc. on

In this Key Discovery Points video, Brett Burney of Nextpoint and Doug Austin of eDiscovery Today unpack a key ruling in Allergan v. Revance concerning "BYOD" – or "Bring Your Own Device" – policies. The court denied...more

Mintz - Technology, Communications & Media...

Telephone and Texting Compliance — Industry Traceback Group Makes Case to Remain Registered Consortium

On May 23, 2025, USTelecom, the leader of the Industry Traceback Group (ITG), submitted a letter presenting its case for continued designation as the registered traceback consortium (“Registered Consortium”) — the entity (or...more

Thomas Fox - Compliance Evangelist

Compliance Tip of the Day: COSO Objective 5 – Monitoring Activities

Welcome to “Compliance Tip of the Day,” the podcast that brings you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned compliance...more

Thomas Fox - Compliance Evangelist

Compliance Tip of the Day: COSO Objective 4 - Control Information and Communication

Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more

Husch Blackwell LLP

Hospice Insights Podcast - Election Inspection: Be Proactive to Avoid Costly Election Statement Denials

Husch Blackwell LLP on

In an audit, election statement deficiencies can be costly. Auditors deny all claims covered by the problematic election statement, and those costs can multiply if more than one patient was affected. In this episode, Husch...more

K2 Integrity

So You Received A Consent Order—How To Effectively Remediate Compliance Gaps

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A swift and effective response to a consent order is critical to demonstrating your firm’s commitment to complying with regulatory standards. Building a team that ensures all relevant stakeholders are involved and informed,...more

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