Carolyn Rietig

Carolyn Rietig

Vinson & Elkins LLP

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Out from the Shadows: The SEC Succeeds on Shadow Insider Trading Theory

The Securities and Exchange Commission obtained a victory in a closely-watched trial when a jury found Matthew Panuwat liable for insider trading based on a “shadow trading” theory. The jury’s verdict, as well as increased...more

4/16/2024  /  Financial Markets , Fraud , Insider Trading , Internal Investigations , Non-Public Information , Pharmaceutical Industry , Popular , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Violations
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