Carolyn Whitworth

Tucker Arensberg, P.C.

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Latest Posts › Fiduciary Rule

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DOL Proposes Rule to Extend Applicability Date of BIC and Other Exemptions

The Department of Labor published a Proposed Rule to extend from January 1, 2018 to July 1, 2019, the applicability date of the Best Interest Contract (“BIC”) Exemption, the Class Exemption for Principal Transactions in...more

9/7/2017 / Benefit Plan Sponsors , Best Interest Contract Exemptions , Department of Labor (DOL) , Fiduciary Rule , Investment Adviser , Principal Transaction Exemption , Time Extensions

DOL Finalizes Delay of Fiduciary Rule

The DOL has finalized regulations extending the applicability date from April 10 to June 9, 2017, for the new “Fiduciary Rule,” which defines who is a fiduciary under ERISA and the tax code. The new regulations will be...more

4/7/2017 / Department of Labor (DOL) , Employee Retirement Income Security Act (ERISA) , Fiduciary Rule , Time Extensions

DOL Issues Temporary Enforcement Policy to Alleviate Uncertainty

The DOL issued a Field Assistance Bulletin addressing both a situation in which the final rule delaying the prior fiduciary rules is not issued before April 10, 2017 when those rules take effect and a situation in which the...more

3/14/2017 / Department of Labor (DOL) , Fiduciary Rule , Field Assistance Bulletins , Trump Administration

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