The updates include an information paper on implementing an uncertificated securities market, and a joint announcement on an enhanced timeframe for a new listing application process....more
11/22/2024
/ Compliance ,
Consultation ,
Corporate Governance ,
Disclosure Requirements ,
Enforcement Actions ,
Hong Kong ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Hong Kong Stock Exchange ,
Joint Statements ,
Listing Rules ,
Prospectus ,
Publicly-Traded Companies ,
Takeover Code
The updates include two consultation conclusions from the Stock Exchange of Hong Kong Limited and notice from the Companies Registry.
The key updates in March and April 2024 include the publication of the consultation...more
The amendments, which will become effective from 1 January 2025, aim to reflect the ISSB Climate Standards to the maximum extent possible.
In April 2024, the Stock Exchange of Hong Kong Limited (the Exchange) released the...more
The updates include a report from the Stock Exchange of Hong Kong Limited on review of issuers’ annual reports, a summary of private reprimands, and disciplinary actions....more
4/23/2024
/ Board of Directors ,
Conflicts of Interest ,
Corporate Governance ,
Corporate Issuers ,
Corporate Officers ,
Disciplinary Proceedings ,
Disclosure Requirements ,
Enforcement Actions ,
Financial Reporting ,
Hong Kong ,
Hong Kong Stock Exchange ,
Internal Controls ,
Listing Standards ,
Regulatory Oversight ,
Regulatory Requirements ,
Stock Exchange
Public pressure over vulnerable populations spurs banks to act -
On 28 October 2013, 22 retail banks in Hong Kong launched the Treat Customers Fairly Charter (Charter) to enhance customer protection and education in...more