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Commissioner Gary Gensler Has His Eyes Set on Rule 10b5-1 Plans

The Securities and Exchange Commission (“SEC”) is honing in on Rule 10b5-1 plans. Rule 10b5-1 plans provide an affirmative defense and allow corporate directors and officers to sell and purchase securities without violating...more

Nasdaq Listing Rule Aims to Improve Diversity in Boardrooms

The Securities and Exchange Commission (“SEC”) approved Nasdaq Inc.’s new listing rule aimed at improving diversity on corporate boards. The new listing rule proposes that companies listed on the Nasdaq stock exchange must...more

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