In mid-August, the SEC adopted amendments to its Rule 15c2-12 (the “Rule”), following 18 months of review of comments made to its original proposed amendments. The SEC action will be published in the Federal Register shortly....more
8/24/2018
/ Amended Rules ,
Bond Issuers ,
Disclosure Requirements ,
EMMA ,
Financial Obligations ,
Financial Regulatory Reform ,
Financial Reporting ,
Materiality ,
Public Finance ,
Rule 15c2-12 ,
Securities and Exchange Commission (SEC)
Recently, the SEC proposed amendments to Rule 15c2-12 (the "Rule"), which was published in the Federal Register on or about March 16. Since 1995 governmental issuers and other obligors (like nonprofit health care...more
5/2/2017
/ Comment Period ,
Disclosure Requirements ,
EMMA ,
Financial Institutions ,
Financial Markets ,
Financial Obligations ,
Materiality ,
Municipal Securities Market ,
Proposed Amendments ,
Rule 15c2-12 ,
Securities and Exchange Commission (SEC)