On June 29, 2015, the Commodity Futures Trading Commission (“CFTC”) issued proposed rules (“Proposed Rules”) regarding the cross-border application of its proposed uncleared swaps margin rules issued last October. The...more
7/14/2015
/ Advanced Notice of Proposed Rulemaking (ANPRM) ,
CFTC ,
Commodities ,
Compliance ,
Cross-Border Transactions ,
Federal Register ,
Financial Statements ,
Foreign Subsidiaries ,
Futures ,
Margin Requirements ,
Proposed Regulation ,
Prudential Regulation Authority (PRA) ,
Public Comment ,
Swap Dealers ,
Swaps ,
U.S. Person
The U.S. House of Representatives on June 24, 2014, passed a version of the CFTC reauthorization bill, H.R. 4413, that would exclude investment advisers to registered investment companies (RICs) from the definitions of...more