Courtney Orazio

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U.S. SEC Enforcement Co-Director Discusses Agency’s COVID-19-Related Enforcement Priorities, Highlights Formation of Coronavirus...

In a May 12, 2020 Keynote Address at the Securities Enforcement Forum West 2020, U.S. Securities and Exchange Commission (SEC) Co-Director of Enforcement Steven Peikin discussed the SEC’s COVID-19-related enforcement...more

5/15/2020 / Coronavirus/COVID-19 , Disclosure Requirements , Enforcement Actions , Insider Trading , Market Manipulation , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Violations

U.S. SEC COVID-19 Statements Highlight the Importance of First Quarter Disclosures – A Review and Practical Guide

Recent statements by the Chair and the Directors of the Division of Corporation Finance and the Division of Enforcement of the U.S. Securities and Exchange Commission (SEC) highlight the challenges that companies face as they...more

4/15/2020 / Coronavirus/COVID-19 , Corporate Finance , Disclosure Requirements , Form 10-Q , Insider Trading , Investors , Non-GAAP Financial Measures , Regulation FD , Safe Harbors , Securities and Exchange Commission (SEC)

The Impact of COVID-19 on Disclosure Obligations for Public Companies in the Life Sciences Industry

The ongoing global outbreak of the novel coronavirus (COVID-19) raises important considerations for life sciences companies subject to U.S. Securities and Exchange Commission (“SEC”) disclosure and reporting requirements. As...more

3/30/2020 / Coronavirus/COVID-19 , Disclosure Requirements , Insider Trading , Life Sciences , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Litigation

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