On March 19, 2025, the SEC Staff published two Marketing Rule FAQs that address some of the more challenging aspects of the Marketing Rule requirement to present net performance information. Specifically, the FAQs provide a...more
3/31/2025
/ Compliance ,
Disclosure Requirements ,
Investment Advisers Act of 1940 ,
Investment Management ,
Marketing ,
New Guidance ,
Portfolio Managers ,
Private Equity Funds ,
Private Funds ,
Registered Investment Advisors ,
Securities Regulation
On March 12, 2025, the SEC Division of Corporation Finance published a no-action letter that facilitates compliance with Regulation D Rule 506(c), which permits general solicitation, for offerings with certain minimum...more