In a famous Seinfeld episode, a master soup maker had strict rules for ordering his delicious confections. A violation of his rules, resulted in “No soup for you!”...more
As part of the FinTech University series, join Nelson Mullins attorneys Richard Levin, Daniel Newman, and Bobby Wenner for an in-depth webinar exploring the evolving role of the Major Questions Doctrine (MQD) and its...more
10/23/2024
/ Continuing Legal Education ,
Enforcement Actions ,
Financial Regulatory Agencies ,
Financial Services Industry ,
FinTech ,
Regulatory Agencies ,
Regulatory Authority ,
Regulatory Oversight ,
Rulemaking Process ,
Securities and Exchange Commission (SEC) ,
Webinars
Join us for the next edition of FinTech University as we focus on potential white collar issues in the FinTech industry. Experienced white collar attorneys Matthew Lindenbaum and Rob Lindholm along with commercial and...more
The United States Securities and Exchange Commission (“SEC”) has proposed enhancing the rules that require corporate disclosures of Environmental, Social and Governance (“ESG”) related activities as part of its Annual...more
The United States Securities and Exchange Commission (“SEC”) recently proposed its Annual Regulatory Agenda, which recommends enhancing the rules requiring corporate disclosures of Environmental, Social and Governance (“ESG”)...more
The U.S. Securities and Exchange Commission (“SEC”) brought an action in the United States District Court for the Southern District of New York against five alleged promoters of a digital asset called BitConnect, claiming...more
On June 30, 2020, Florida Governor Ron DeSantis signed into law Florida House Bill 813 (“HB-813”). HB-813 amends section 415.1034 of the Florida Statutes, in part, to include dealers, investment advisers, and associated...more
In a letter sent to various U.S. Representatives and Senators (“letter”), Assistant Administrator Bodine of the U.S. Environmental Protection Agency (“EPA” or “the Agency”) responded to criticism of the Agency's March 26,...more