Daniel Scher

Daniel Scher

Mayer Brown

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SEC Staff Grants Temporary Relief from Compliance with Rule 15c2-11 for Rule 144A Fixed Income Securities

With the January 3, 2023, deadline fast approaching for compliance with Exchange Act Rule 15c2-11, as amended and reinterpreted by the staff of the US Securities and Exchange Commission (“SEC”) to apply to fixed income...more

12/6/2022  /  Financial Services Industry , Fixed Income Investments , Investment Management , No-Action Letters , Relief Measures , Rule 144A , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation
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