David Hantman

David Hantman

Bressler, Amery & Ross, P.C.

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Updates to CFP Board’s Procedural Rules

On May 16, 2023, the Certified Financial Planner Board of Standards, Inc. (the “CFP Board”) adopted revised Procedural Rules addressing procedures for investigating alleged misconduct and enforcing the CFP Board’s Code of...more

6/1/2023  /  Corporate Misconduct , Ethics , Financial Services Industry , Investigations
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