David Kravitz

Katten Muchin Rosenman LLP

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Latest Posts › Accredited Investors

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SEC Investor Advisory Committee Releases Recommendations on Changes to Accredited Investor Definition

On October 9, the Investor Advisory Committee (Committee) established by the Securities and Exchange Commission released its recommendations for changes to the definition of “accredited investor” included in Rule 501...more

10/21/2014 / Accredited Investors , Dodd-Frank , Information Reports , Securities Act of 1933 , Securities and Exchange Commission (SEC)

Corporate and Financial Weekly Digest - Volume IX, Issue 41

In this issue: - ISS Releases 2015 Draft Voting Policy Changes for Comment - SEC Investor Advisory Committee Releases Recommendations on Changes to Accredited Investor Definition - FINRA Proposes to...more

10/20/2014 / Accredited Investors , CFTC , Disclosure Requirements , EU , European Commission , Financial Industry Regulatory Authority (FINRA) , Institutional Shareholder Services (ISS) , Prudential Regulation Authority (PRA) , Rulemaking Process , Securities and Exchange Commission (SEC)

SEC Chair Mary Jo White Outlines Potential Changes to “Accredited Investor” Definition

On November 14, Securities and Exchange Commission Chair Mary Jo White delivered a letter to Representative Scott Garrett, Chairman of the House of Representatives Subcommittee on Capital Markets and Government-Sponsored...more

11/25/2013 / Accredited Investors , JOBS Act , Securities Act of 1933 , Securities and Exchange Commission (SEC)

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