The term “accredited investor,” as defined under Rule 501 of Regulation D of the Securities Act of 1933, as amended (the “Securities Act”), had not changed significantly since it was originally adopted in 1982. In June 2019,...more
8/28/2020
/ Accredited Investors ,
Exempt Reporting Advisers (ERAs) ,
Federal Register ,
Initial Public Offering (IPO) ,
Investment Advisers Act of 1940 ,
JOBS Act ,
Private Offerings ,
Rule 506 ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Venture Funding
Late last week, the SEC adopted its final rules for equity crowdfunding under Title III of the JOBS Act. These rules, when implemented, have the promise of reducing the cost and increasing the availability of sorely needed...more
11/5/2015
/ Brokers ,
Capital Raising ,
Crowdfunding ,
Disclosure Requirements ,
Early Stage Companies ,
Emerging Growth Companies ,
Financial Statements ,
Funding Portal ,
Investor Protection ,
Investors ,
JOBS Act ,
Liquidity ,
Popular ,
Securities and Exchange Commission (SEC) ,
Startups
On March 25, 2015, in a long-awaited action by the SEC, the regulatory agency finally made a bold move intended to facilitate access to capital for entrepreneurial, high tech startups and other smaller companies. Pursuant to...more