It has been reported that the Securities and Exchange Commission (SEC) recently reduced head count by an estimated 12% due to the Trump administration’s effort to rapidly downsize the federal government. Particularly hard-hit...more
5/9/2025
/ Asset Management ,
Capital Markets ,
Deregulation ,
Enforcement ,
Enforcement Actions ,
Enforcement Priorities ,
Financial Regulatory Reform ,
Investigations ,
Regulatory Agenda ,
Regulatory Oversight ,
Regulatory Reform ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Trump Administration
More than a decade has passed since the enactment of the Jumpstart Our Business Startups (JOBS) Act, which encouraged small-company capital formation through a reduction in costly regulatory burdens on SEC registrants. In...more
5/7/2025
/ Capital Markets ,
Capital Raising ,
Emerging Growth Companies ,
Filing Requirements ,
JOBS Act ,
Publicly-Traded Companies ,
Registered Investment Advisors ,
Regulation S-K ,
Regulatory Reform ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Special Purpose Acquisition Companies (SPACs)