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Filing Requirements

Conyers

Regulatory & Risk Advisory Review: Cayman Islands – July to September 2024

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Welcome to the third Regulatory & Risk Advisory Review instalment of 2024. In this edition we cover the latest Cayman Islands regulatory updates including the Beneficial Ownership Transparency Act and The Perpetuities...more

Kaufman & Canoles

Corporate Transparency Act - October 2024

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The Corporate Transparency Act (“CTA”) has been in effect since January 1, 2024, imposing significant reporting obligations for millions of privately held entities, called Reporting Companies. For Reporting Companies in...more

Eversheds Sutherland (US) LLP

Finalized HSR rules set to take effect in early 2025

For the first time in 46 years, the Federal Trade Commission (FTC) has approved extensive updates to the Hart-Scott-Rodino (HSR) Act premerger notification form and associated instructions, as well as the premerger...more

Skadden, Arps, Slate, Meagher & Flom LLP

Final HSR Rules: Major Changes Ahead for Premerger Filings

On October 10, 2024, the Federal Trade Commission (FTC) unanimously approved sweeping changes to the premerger filings required under the Hart-Scott-Rodino (HSR) Act. While the final rules differ significantly from the...more

Bradley Arant Boult Cummings LLP

FTC Finalizes Changes to Premerger Notification Form: What It Means for Healthcare Transactions

At long last, we have a rule. On October 10, 2024, the Federal Trade Commission (FTC) unanimously issued a final rule updating the Hart-Scott-Rodino Act (HSR Act) premerger notification process (the Final Rule). The Final...more

Bracewell LLP

FTC Finalizes Major Rewrite of HSR Filing Requirements

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Last week, the Federal Trade Commission (FTC) voted unanimously to issue a final rule that implements significant changes to the Hart-Scott-Rodino (HSR) premerger notification form and accompanying instructions. While the...more

Perkins Coie

SEC Sweep of Late Beneficial Ownership Filings

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In late September, the SEC announced a sweep of settled charges for late beneficial ownership and insider transaction filings, including over $3.8 million in penalties against individuals and companies. This sweep was similar...more

Kelley Drye & Warren LLP

Reminder: Federal Communications Commission – October and November 2024 Filings

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Each month, Kelley Drye’s Communications Group offers this reminder of upcoming filing deadlines that may affect our clients and friends. Please review the deadlines below and contact us if you would like assistance or have...more

Cooley LLP

What You Need to Do Now to Prepare for the SEC’s EDGAR Next

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Recently, I blogged about the SEC’s new EDGAR Next, then I shared a number of anecdotes from in-house practitioners who are starting to spot the challenges they will face to comply with the new rules. Here are six things you...more

Cooley LLP

In-House Voices: Practical Issues With SEC’s EDGAR Next

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We’ve polled some of our in-house friends, and here’s what they’re saying about the practical issues they see – and the fears they have – so far with the SEC’s new EDGAR Next, which I blogged about recently...more

Vinson & Elkins LLP

Crux + Vinson & Elkins: Tax Credit Transfers 101: A Guide to the Essential Steps

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Much has been written about the benefits of tax credit transfers following the passage of the Inflation Reduction Act (IRA), but questions remain as to how to actually effectuate a transfer. This how-to guide provides market...more

McDermott Will & Emery

New Premerger Notification Regime to Fundamentally Change M&A Strategy

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On October 10, 2024, the Federal Trade Commission (FTC) voted 5-0 to issue new final rules (Rules) governing the US premerger notification filing process. These Rules – the first major overhaul to the Hart-Scott-Rodino (HSR)...more

Allen Barron, Inc.

IRS Revisions to the Voluntary Disclosure Program for 2024

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What are the IRS revisions to the Voluntary Disclosure Program for 2024? The foundation of the current IRS Voluntary Disclosure Program (VDP) goes as far back as 2009 when the agency worked to provide U.S. taxpayers with a...more

Polsinelli

The Long Awaited HSR Form and Rules Are Here, and They're Not as Burdensome as Feared

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In June 2023, the FTC and DOJ (the “Agencies”) proposed a new rule that would significantly change the form and instructions for premerger notifications under the Hart-Scott-Rodino Act (“New HSR Form”). That proposal hinted...more

A&O Shearman

Luxembourg RCS: what are the new requirements as of 12 November 2024?

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As of November 12, 2024, all individuals registered or to be registered within a file of an entity itself registered with the Luxembourg trade and companies register (RCS) will be required to communicate or request a...more

Morrison & Foerster LLP

FTC Adopts Final HSR Rules, Substantially Expanding M&A Filing Requirements for Parties

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On October 10, 2024, the U.S. Federal Trade Commission (“FTC”) voted 5-0 to adopt new Hart-Scott-Rodino (“HSR”) rules, which will substantially expand filing requirements for parties when the new rules go into effect. The...more

Wilson Sonsini Goodrich & Rosati

FTC Passes Overhaul of HSR Filing Regime

On October 10, 2024, the Federal Trade Commission (FTC) announced that it unanimously approved a much-anticipated final rulemaking that will radically change the form and substance of Hart-Scott-Rodino (HSR) filings. The new...more

Cooley LLP

The SEC Updates Protocols for Your Edgar Accounts

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Recently, the SEC adopted rule changes to improve the security of filer EDGAR access, including amending Form ID. As Cydney Posner lays out in her PubCo blog, the rule changes impact companies so that...more

Skadden, Arps, Slate, Meagher & Flom LLP

US AI Industry Reporting for Duty: BIS Rule Would Require Quarterly Filings for ‘Dual-Use’ AI Models and Computing Clusters

On September 11, 2024, the Department of Commerce’s Bureau of Industry and Security (BIS) published a proposed rule that would require U.S. persons to report certain activities related to the development or acquisition of...more

Winstead PC

Upcoming Deadline: Corporate Transparency Act Filings

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On January 1, 2024, the new reporting requirements under the Corporate Transparency Act (the “CTA”) took effect in the United States. The CTA, aimed at increasing corporate transparency and combating financial crimes,...more

BCLP

SEC Penalizes Late Filings in Broad Enforcement Sweep Using Data Analytics

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Last week, the SEC announced settled charges against 23 companies and individuals for failing to timely file Section 16 reports on Forms 3, 4 or 5. Additionally, two public companies were charged for contributing to late...more

Akerman LLP

Corporate Transparency Act Filing Deadline for Companies Organized Prior to January 1, 2024

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Pursuant to the provisions of the Corporate Transparency Act (CTA), which became effective as of January 1, 2024, all domestic entities organized under the laws of a state prior to January 1, 2024, or foreign entities...more

Houston Harbaugh, P.C.

Butler County, Pennsylvania Court Filings to Require Generative AI Affidavit on October 21, 2024

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Starting on Monday, October 21, 2024, the Butler County, Pennsylvania Court of Common Pleas will require an Affidavit about the use of Generative AI to be attached to court filings. This marks a new development in courts’...more

Hogan Lovells

New filing format and requirements with the Luxembourg Trade and Companies’ Register

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On 6 September 2024, the Luxembourg Business Register published a public notice announcing upcoming changes to the filing forms and requirements with the Luxembourg Trade and Companies’ Register (“RCS”) starting 12 November...more

Sheppard Mullin Richter & Hampton LLP

Revised Schedule 13g Filing Deadlines Effective as of September 30, 2024 – What You Need to Know

On October 10, 2023, the SEC adopted amendments to the rules governing beneficial ownership reporting on Schedules 13D and 13G. While compliance with the amendments to the rules governing beneficial ownership reporting on...more

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