On June 16, 2014, the SEC entered an order (the “Order”) instituting cease and desist proceedings against an investment adviser, Paradigm Capital Management, Inc. (“Paradigm”), and Paradigm’s founder, Director, President,...more
7/1/2014
/ Anti-Retaliation Provisions ,
Disgorgement ,
Employer Liability Issues ,
Enforcement Actions ,
Hedge Funds ,
Investment Adviser ,
Investment Funds ,
Retaliation ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Whistleblowers