Eric Doherty

Eric Doherty

Cooley LLP

Contact
View Bio
RSS

Latest Publications

Share:

Remember Pay-to-Play Rule Before Making US Election Campaign Contributions

On August 6, 2024, US Vice President Kamala Harris announced Minnesota Gov. Tim Walz as her running mate for the 2024 presidential election. This selection triggers the political contributions rule under the Investment...more

8/12/2024  /  Exempt Reporting Advisers (ERAs) , Pay-To-Play , Political Contributions , Registered Investment Advisors , Securities and Exchange Commission (SEC)

Alert: Upcoming Regulatory Deadlines and Compliance Checklist for VC and PE Firms

This alert highlights near-term regulatory deadlines that commonly apply to venture capital and private equity firms. For a more detailed description of regulatory and contractual requirements that commonly apply to venture...more

1/30/2017  /  Beneficial Owner , Financial Industry Regulatory Authority (FINRA) , Form ADV , Investment Adviser , Private Equity , Securities and Exchange Commission (SEC) , Venture Capital
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide