Gabrielle Bernstein

Gabrielle Bernstein

Foley Hoag LLP

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SEC and CFTC Jointly Adopt Identity Theft Red Flags Rules Applicable to Investment Advisers and Others

Regulation S-ID - On April 10, 2013, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) jointly adopted identity theft red flags rules (the Rules) and corresponding...more

5/29/2013  /  CFTC , Compliance , Dodd-Frank , Identity Theft , Investment Adviser , Red Flags Rule , Securities and Exchange Commission (SEC)
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