Gary Brooks

Gary Brooks

Dechert LLP

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SEC Adopts Rules and Forms to Modernize Reporting Requirements for Registered Investment Companies

The U.S. Securities and Exchange Commission (SEC or Commission) has adopted, by a 2-to-1 vote, new rules and forms, as well as amendments to certain rules and forms (Final Rule), to modernize the reporting of information by...more

11/9/2016  /  Amended Forms , Final Rules , Form N-CEN , Form N-PORT , Investor Protection , Registered Investment Companies (RICs) , Regulation S-X , Reporting Requirements , Securities and Exchange Commission (SEC)
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