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Congress Acts to Expand Capital Formation Rules While Rolling Back Dodd-Frank Regulation

Since the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) was enacted in 2010, many Republicans have advocated for its repeal. However, in one of the first bipartisan banking laws to be adopted in...more

SEC Receives Recommendations on Changes to Accredited Investor Definition

On October 9, 2014, the U.S. Securities and Exchange Commission (the “SEC” or “Commission”) held a meeting of its Investor Advisory Committee (the “AC”) to discuss recommendations from the AC subcommittees, including...more

Angels in Limbo: Congress and SEC Consider Regulatory Changes with Potential for Profound Effects on Start-Up Investments

Three events occurred during 2013 that have the potential to significantly affect angel investment around the country: (1) the Securities and Exchange Commission (“SEC”) lifted the prohibition on general solicitation for...more

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