On October 19, 2021, FinCEN, the U.S. Government’s lead AML regulator, exercised its regulatory relief authority to allow casinos and card clubs to employ “non-documentary means” to verify patrons’ identity. The original...more
The United States is one of the easiest jurisdictions in the world in which to do business. Regulatory barriers are generally low, establishing a branch or business entity is quick and easy, labor and employment laws are much...more
1/23/2019
/ Anti-Money Laundering ,
Capital Markets ,
CFIUS ,
Commercial Bankruptcy ,
Doing Business ,
FCPA Guidance ,
Foreign Investment ,
Immigration ,
Intellectual Property Protection ,
Labor Regulations ,
Regulatory Standards
Earlier this month, the Securities and Exchange Commission (SEC) announced its Office of Compliance Inspections and Examinations’ (OCIE) 2017 Examination Priorities regarding certain practices, products, and services that...more
1/31/2017
/ AML/CFT ,
Anti-Money Laundering ,
Broker-Dealer ,
BSA/AML ,
Cybersecurity ,
Financial Industry Regulatory Authority (FINRA) ,
Financial Institutions ,
Financial Markets ,
OCIE ,
Personally Identifiable Information ,
Popular ,
SEC Examination Priorities ,
Securities and Exchange Commission (SEC) ,
Terrorism Funding