Helen Shouhua Yu

Helen Shouhua Yu

Morrison & Foerster LLP

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Structured Thoughts: Volume 5, Issue 4 - May 30, 2014

In This Issue: - No More KIDding Around: European Parliament Approves PRIIPs Regulation - FINRA Amends Rule 5110 to Exempt Certain Collective Investment Vehicles from Its Filing Requirements - The Time for the...more

7/15/2014  /  Compliance , EU , Financial Industry Regulatory Authority (FINRA) , Financial Regulatory Reform , Foreign Investment , Investors , Securities and Exchange Commission (SEC)

Structured Thoughts: Volume 5, Issue 2 - February 20, 2014

In This Issue: Opinions and Warnings – ESMA’s Views on Complex Products; SEC Releases Draft Strategic Plan; Distributing Structured Notes from a Regulation S Platform; and Non-U.S. Equity Underliers and Exchange Rate...more

2/21/2014  /  Complex Financial Products , Compliance , EU , European Securities and Markets Authority (ESMA) , Financial Regulatory Reform , Securities and Exchange Commission (SEC)
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