On April 14, 2020, the 10th Circuit U.S. Court of Appeals adopted the “face-of-the-award” rule for dealing with arbitrator errors in damage calculations under Section 11(a) of the FAA, affirming the district court’s refusal...more
4/16/2020
/ Broker-Dealer ,
Commodity Trading Advisors (CTAs) ,
Compliance ,
Damages ,
Enforcement Actions ,
Financial Industry Regulatory Authority (FINRA) ,
Fund Managers ,
Hedge Funds ,
Investment Adviser ,
Municipal Advisers ,
Mutual Funds ,
Section 11 ,
Securities and Exchange Commission (SEC) ,
State and Local Government