Jaclyn Moyer

Jaclyn Moyer

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Congress Amends Exchange Act, Expanding SEC Enforcement Power

On January 1, 2021, amendments to Section 21(d) of the Securities Exchange Act of 1934 (Exchange Act) codifying and expanding the power of the Securities and Exchange Commission (SEC or Commission) to obtain disgorgement in...more

1/4/2021  /  Disgorgement , Enforcement Actions , Equitable Relief , Kokesh v SEC , Liu v Securities and Exchange Commission , Look-Back Measurement Period , NDAA , Securities and Exchange Commission (SEC) , Securities Exchange Act , Statute of Limitations

Why Kokesh Really Matters

For U.S. Securities and Exchange Commission enforcement practitioners, perhaps the blockbuster decision of the last U.S. Supreme Court term was Kokesh v. SEC — but not for the reason that you might suspect. In Kokesh, the...more

9/25/2017  /  Disgorgement , Enforcement Actions , Jury Trial , Kokesh v SEC , Securities and Exchange Commission (SEC) , Seventh Amendment , Statute of Limitations
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