Jamie Sarmiento

Jamie Sarmiento

Kelley Drye & Warren LLP

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Upcoming Compliance Date: The T+1 Settlement Cycle

The Securities and Exchange Commission (the ​“SEC”) adopted changes to Rule 15c6-1 under the Securities Exchange Act of 1934, as amended on February 15, 2023, to shorten the standard settlement cycle from T+2 to T+1. See 17...more

4/23/2024  /  Broker-Dealer , Final Rules , Rule 15c6-1(a) , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Settlement Cycles , Securities Transactions
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